Incoming DCOM Lateral Movement via MSHTA
Identifies the use of Distributed Component Object Model (DCOM) to execute commands from a remote host, which are launched via the HTA Application COM Object. This behavior may indicate an attacker abusing a DCOM application to move laterally while attempting to evade detection.
Rule type: eql
Rule indices:
- winlogbeat-*
- logs-endpoint.events.process-*
- logs-endpoint.events.network-*
- logs-windows.sysmon_operational-*
Rule Severity: high
Risk Score: 73
Runs every:
Searches indices from: now-9m
Maximum alerts per execution: 100
References:
Tags:
- Domain: Endpoint
- OS: Windows
- Use Case: Threat Detection
- Tactic: Lateral Movement
- Data Source: Elastic Defend
- Data Source: Sysmon
- Resources: Investigation Guide
Version: 212
Rule authors:
- Elastic
Rule license: Elastic License v2
This rule is designed for data generated by Elastic Defend, which provides native endpoint detection and response, along with event enrichments designed to work with our detection rules.
Setup instructions: https://ela.st/install-elastic-defend
This rule also supports the following third-party data sources. For setup instructions, refer to the links below:
Do recovered source events show remote COM activation of mshta on this host?
- Focus: alert
host.idandprocess.entity_id; recoverprocess.command_lineplus matching networksource.ip,source.port,destination.port, andnetwork.direction. - Implication: escalate when the COM-server process receives incoming non-loopback RPC-style TCP from an unconfirmed source; lower only when telemetry and exact confirmation tie source, target, and COM-server launch to recurring distribution or helpdesk activity. Missing source events leave the alert unresolved.
- Focus: alert
Is mshta the expected Windows COM server, not a staged or masqueraded copy?
- Focus:
process.executable,process.hash.sha256,process.code_signature.subject_name,process.code_signature.trusted, andprocess.parent.executable. - Implication: escalate when mshta runs from a user-writable or non-Windows path, has an unexpected signer, or lacks a service/DCOM-style parent such as "svchost.exe"; Microsoft identity lowers only masquerade risk because source and retrieval still decide the case.
- Focus:
Do source, account, and logon context support the same confirmed workflow?
- Focus: recovered
source.ip, target-sideuser.id, and session bridgeprocess.Ext.authentication_id,winlog.event_data.TargetLogonId, andwinlog.event_data.AuthenticationPackageName. - Implication: escalate when source, account, session type, or auth package conflict with the source-event workflow; lower only when telemetry and exact confirmation identify a legitimate source-to-host relationship. Missing Windows Security telemetry leaves origin and auth method unresolved, not benign.
- Focus: recovered
Does same-process DNS/connection data show remote script retrieval?
- Why: HTA COM can load remote script content into "mshta.exe"; same-process retrieval is direct corroboration.
- Focus: same-process DNS
dns.question.nameanddns.resolved_ip, then connectiondestination.ipanddestination.port. $investigate_0 - Hint: map
dns.question.nametodns.resolved_ipbefore tying laterdestination.ipto retrieval. - Implication: escalate when mshta resolves or connects to public, rare, or mismatched content hosts; lower only when the destination maps to the same recognized internal or vendor workflow as the source. Missing DNS or connection telemetry leaves retrieval unresolved, not benign.
Do file artifacts show cached HTA content or staged payloads?
- Focus: same-host file events tied to
host.idand mshta or follow-onprocess.entity_id, especiallyfile.path,file.origin_url,file.Ext.windows.zone_identifier, andfile.Ext.original.path. $investigate_1 - Range: start with the alert window; expand after the first suspicious write to confirm later execution.
- Implication: escalate when the chain writes HTA/script/payload content to temp, downloads, ADS-like, systemprofile "INetCache", or extensionless paths, or when the artifact later executes; lower when artifacts stay in one recurring deployment path. Missing file telemetry is unresolved, not benign.
- Focus: same-host file events tied to
Does mshta stay in-process or hand off execution?
- Why: LethalHTA can run JScript/VBScript, DotNetToJScript, CLR, or beacon code inside "mshta.exe"; absence of child processes does not clear the alert.
- Focus: child process starts from recovered mshta
process.entity_id. $investigate_2 - Library: same-process
dll.path,dll.code_signature.subject_name,dll.code_signature.trusted, anddll.Ext.relative_file_creation_time. $investigate_3 - Implication: escalate when mshta spawns shells, downloaders, proxy-execution utilities, or loads recent/untrusted libraries from writable or nonstandard paths; narrow only when no follow-on execution appears and earlier source, session, and retrieval fit one recognized workflow. Missing library telemetry leaves in-process payload review unresolved, not benign.
Do related alerts change scope?
- Focus: related lateral-movement, proxy-execution, or follow-on delivery alerts for
host.idin the prior 48h. $investigate_4 - Hint: use the host-scoped transform first; search recovered
source.ip,dns.question.name, ordestination.ipacross other targets only if local evidence remains suspicious or unresolved. - Implication: escalate scope when the host shows adjacent lateral-movement, proxy-execution, or follow-on delivery alerts, or when the source touches additional targets; keep the case local when the alert is isolated and earlier evidence fits one stable workflow.
- Focus: related lateral-movement, proxy-execution, or follow-on delivery alerts for
Escalate unauthorized DCOM HTA execution when source-event chain, source/session fit, retrieval, artifacts/libraries, child execution, or related-alert scope remain suspicious; close only when pivots bind one recognized host workflow without contradictory retrieval, artifact, or follow-on activity; if answers stay mixed or incomplete, preserve evidence and escalate.
- Management tooling (software distribution, enrollment, or helpdesk launchers) can legitimately activate the HTA COM object. Confirm
source.ipis the management host, mshta identity andprocess.parent.executablematch that tool, DNS/destination pattern serves it, and artifacts, children, or libraries do not contradict it. Telemetry that cannot prove legitimacy needs change, distribution, asset, or owner confirmation. - Do not close on partial context: known admin subnet, Microsoft-signed "mshta.exe", or familiar user alone. If any evidence dimension contradicts the expected workflow, or neither telemetry nor exact confirmation proves it, treat the alert as suspicious or unresolved.
- Anchor exceptions on the minimum confirmed workflow: recognized
source.ip, stableprocess.parent.executable, recoveredprocess.command_line, specific benigndns.question.nameordestination.ip, and relevanthost.id. Avoid exceptions onprocess.nameof "mshta.exe", incoming high ports, oruser.namealone.
- If confirmed benign, reverse temporary containment and document source, target host, mshta identity, parent context, destination pattern, and artifact evidence confirming the recognized workflow. Create an exception only for the exact pattern confirmed by telemetry and supporting records or owner confirmation.
- If suspicious but unconfirmed, preserve Timeline source events, mshta identity and command line, remote source and high-port pair, DNS and destination evidence, cached/staged files, child processes, suspicious libraries, and relevant case exports before containment or cleanup.
- Apply reversible containment first: restrict DCOM or web retrieval between the target and recovered source/destination, increase monitoring on
host.idanduser.id, or isolate the endpoint only when retrieval, child execution, or library evidence indicates active payload execution and the host role permits isolation. - If confirmed malicious, isolate the target endpoint and contain the recovered source system or account when in scope. Block malicious domains, destinations, and hashes; record process and artifact IDs before killing processes or deleting files.
- Scope other hosts reached by the same recovered
source.ip,dns.question.name,destination.ip, orprocess.command_linepattern before destructive eradication, credential removal, or broad DCOM changes. - Eradicate only identified HTA, HTML, script, DLL, cached content, or staged payloads, then remediate the DCOM exposure, application workflow, or credentials that enabled remote execution.
- Post-incident hardening: restrict DCOM exposure to recognized management paths, keep Windows Firewall or equivalent RPC controls enabled for the host class, limit HTA use to recognized workflows, retain process/network/file/library telemetry, and record SMB/named-pipe delivery if found during scoping.
sequence with maxspan=1m
[process where host.os.type == "windows" and event.type == "start" and
process.name : "mshta.exe" and process.args : "-Embedding"
] by host.id, process.entity_id
[network where host.os.type == "windows" and event.type == "start" and process.name : "mshta.exe" and
network.direction : ("incoming", "ingress") and network.transport == "tcp" and
source.port > 49151 and destination.port > 49151 and source.ip != "127.0.0.1" and source.ip != "::1"
] by host.id, process.entity_id
Framework: MITRE ATT&CK
Tactic:
- Name: Lateral Movement
- Id: TA0008
- Reference URL: https://attack.mitre.org/tactics/TA0008/
Technique:
- Name: Remote Services
- Id: T1021
- Reference URL: https://attack.mitre.org/techniques/T1021/
Sub Technique:
- Name: Distributed Component Object Model
- Id: T1021.003
- Reference URL: https://attack.mitre.org/techniques/T1021/003/
Framework: MITRE ATT&CK
Tactic:
- Name: Defense Evasion
- Id: TA0005
- Reference URL: https://attack.mitre.org/tactics/TA0005/
Technique:
- Name: System Binary Proxy Execution
- Id: T1218
- Reference URL: https://attack.mitre.org/techniques/T1218/
Sub Technique:
- Name: Mshta
- Id: T1218.005
- Reference URL: https://attack.mitre.org/techniques/T1218/005/
Framework: MITRE ATT&CK
Tactic:
- Name: Execution
- Id: TA0002
- Reference URL: https://attack.mitre.org/tactics/TA0002/
Technique:
- Name: Inter-Process Communication
- Id: T1559
- Reference URL: https://attack.mitre.org/techniques/T1559/
Sub Technique:
- Name: Component Object Model
- Id: T1559.001
- Reference URL: https://attack.mitre.org/techniques/T1559/001/